SEC & FINRA Compliance on autopilot
Single platform to manage marketing and communications reviews, code of ethics, trade monitoring & more
AI built on SEC & FINRA regulations & enforcement actions
Save 50% of your time managing compliance
Customisable with internal policies
Backed by
Combinator
Key Features
Real-time Marketing Compliance
Marketing content review in seconds
Get real-time actionable feedback
Sei automatically detects missing disclosures and suggests relevant ones
Fully customizable with ability to add internal marketing guidelines & disclosures
AI-powered Communications Review
Comprehensive coverage across email, IM, customer support & social
No need to maintain and manage lexicons lists
AI results in fewer false positives
Teams save 15+ hours each week on manual reviews
Attestations & Disclosures
Each employee has their own login
Manage gifts, outside business activity, and compliance manual signing all in one place
Workflows & Audit
Integrate Sei into your existing workflows and tools (like JIRA)
FINRA electronic AREF integration
Full audit history for searching and exporting. 17(a)-4 compliant
Built by professionals from
